v.
Mrs. L. J. WILLIS, Defendant
No. 1-1911
Criminal
Jurisdiction, Appellate Division
June 20, 1911
__________
Appeal from conviction for assault and battery in trial jurisdiction. Appellate Jurisdiction of the High Court, Commander Crose, affirmed conviction, holding [1ASR635] that constitutional guarantees of indictment by grand jury and trial by jury did not apply to American Samoa; that provocation was not defense to assault and battery; and that since there was no law either of Samoa or United States setting maximum sentence, court would follow guidelines of laws of states and territories to reach conclusion that sentence of six months was not illegal.
1.
Constitutional Law-Constitution of Amendments to the United States- Jury Trial
and Grand Jury Not Applicable
Provisions of Article V and VI of
Constitution of United States relating to right to be tried on indictment
returned by grand jury and jury of peers do not apply to
2. Criminal Law-Jury Trial-In General
Fact there is no indictment by grand
jury nor jury trial in
3. Assault and Battery-Defenses-Provocation
Serious allegations against defendant by victim which provoke assault do not constitute defense or excuse for assault.
4. Assault and Battery-Defenses-Provocation
Provocation is not defense to assault but may be considered as extenuation, and when considering provocation, question is what impression is made on mind of person committing assault.
5. Assault and Battery-Defenses-Provocation
Evidence of accusations made against defendant and of actions of defendant demonstrating she was acting in rage of anger at time she committed assault constitute provocation.
6.
Assault and Battery-Sentence-No Applicable Law
There is no regulation affixing
maximum sentence for assault and battery in Samoa, and there is no law of
7. Criminal Law-Cession to United States-Criminal Law in Effect
At time
8. Assault and Battery-Sentence-Laws of States and Territories
Where there is no federal law for
assault and battery and no law in
9. Assault and Battery-Sentence-Maximum Sentence
Sentence of six months imprisonment
for assault and battery is equal to maximum in
H. W. CROSE, Commander, U.S.N., Commandant Naval Station, President of the High, Court
The defendant was tried and convicted in the High Court of Tutuila, of the charge of assault and battery upon one McDonald. Over defendant's motion for a new trial and in arrest of judgment the defendant was sentenced to serve a term of imprisonment of six months. The defendant prays an appeal, and upon furnishing approved bond is admitted to bail.
The questions are here presented by a Petition for Review, assigning as error the overruling of defendant's motion for a new trial and in arrest of judgment, respectively.
The first question discussed in defendant's petition is, that the Court is without jurisdiction. It is contended that the defendant, although tried for an infamous offense, was not tried on an indictment returned by a grand jury, as provided by Article V. of the Amendments to the Constitution of the United States, and was not granted a trial by jury as provided for by Article VI. of said Amendment; that therefore the court was without jurisdiction.
It will be of interest to note the steps leading
to the establishment of the present form of government for the United States
Naval Station,
By a treaty between the United States, Germany and Great Britain, signed December 2, 1899, proclaimed February 16, 1900, the Islands of Tutuila of the Samoan Group, and all other Islands of the Group east of Longitude 171° west of Greenwich came under the control of the United States, by Germany and Great Britain renouncing in favor of the United States their rights and claims over said islands.
On February 19, 1900, the President of the
"
The
The Secretary of the Navy will take such steps as may
be necessary to establish the authority of the
(Signed) William McKinley."
The Secretary of the Navy on the same date issued an order as follows:
"The
B. F. Tilley, Commander, U.S. Navy, was the first Commandant ordered to command this Naval Station. His orders contained the following clause :
"While your position as Commandant will invest you with authority over the islands in the Group embraced within the limits of the Station, you will at all times exercise care to conciliate and cultivate friendly relations with the natives."
This same clause occurs in the orders of successive Commandants to the present day.
The first Commandant drew up a Form of Government
by "Regulations". Regulation No.5 of May 1st, 1900 is "A
Declaration Concerning the form of Government for the United States Naval
Station,
The Commandant, after drawing up the foregoing regulation asked the approval of the Navy Department, and received the following reply, dated June 12, 1900: [1ASR639]
"As regards the government that it is proposed by
you to establish for the
The decision of the Department not to formally approve regulations issued by the Commandant was reiterated by the Department in a letter to Commandant of September 2, 1902. In this letter the Department states that the Commandant is authorized to make such changes in the Station Regulations as his judgment commends. (See also letter, Department to Commandant of September 15, 1902.)
On April 17, 1900, the Chiefs of Tutuila ceded their Island to the
In the year 1903, a Bill was introduced in the
United States Senate for a Constitution for
On October 11, 1900 the State Department informed
the United States Consul General in
"Tutuila,
which is a Naval Station belonging to the
In a letter from the Department to the Commandant of September 25, 1901, is the following:
"In reply I have to state that in the application of Art. 499 and 893, par. 4, of the Regulations (Naval) to which you specifically refer, Tutuila is to be regarded as a foreign port, inasmuch as the laws and treaties of the United States give to this country only certain limited rights in the Samoan Islands, and do not, so far as the above named articles of the Regulations are concerned, bring the Station under your command in the category of ports of the United States." (The above refers to distressed American Seamen.)
In a letter from the Department to the Commandant of December 2, 1901, occurs the following clause:
"You are informed that the occupancy of Tutuila is quite distant from the sovereignty exercised at
Porto Rico,
In a letter of October 9, 1901, from Secretary of
Treasury to Secretary of State, occurs the following :
"I have to acknowledge the receipt of your letter of the 2d inst.,
enclosing a copy of a dispatch from United States Counsul
at Auckland, requesting instructions as to whether consular invoices are
required for merchandise shipped from the port of Tutuila,
Pago Pago, Samoa. In reply I have to state that while
Tutuila is held to be within the jurisdiction of the
On March 4, 1902, the Department in a letter to the Commandant, concerning rates of customs, states:
"I have to inform you that the State Department,
the Department of Justice and the Treasury Department now hold that
A letter from the Attorney General to Secretary of Treasury, February 17, 1902, is enclosed in above letter from which the following extract is taken :
"Department Justice,
to Treasury Department.
By recent events, including the making and executing
of a treaty between
I find that on December 6, 1900, the Department of
State, whose opinion is entitled to great weight in interpreting the effect of
its own negotiations and proceedings in such a case, expressed the view that
Pago Pago is not a 'foreign port or place' within the
meaning of the law imposing a tonnage tax upon vessels. And on December 8,
1900, two days later, your own Department (Treasury Decision 22661) ruled that
such a tax was not collectible upon a vessel from
In a letter of May 18, 1903, from Navy Department to Commandant, in re registering of schooner "Ettie White" owned by Natives of Manua, occurs the following, quoted from Judge Advocate General of the Navy:
"It is true that the authorities on this point refer to vessels owned by American Citizens; but they spoke at a time when no other class of persons likely to own sea-going vessels existed within the national boundaries. It does not seem necessary in dealing with this question to decide whether or not native Samoans are citizens. That they owe allegiance to the flag is sufficiently clear; that they have the legal right to purchase and own sea-going vessels is undoubted. The 'Ettie White' having been lawfully purchased by persons of this class, becomes a piece of property in American ownership, and as such, is entitled to the protection of the National flag. She has no right to fly any other. If challenged by an armed vessel on the high seas, she would have the right to display the national ensign, and if fired upon and destroyed, her owners, as Americans, whether Citizens or not, would have the right to look to the general government to which they owed allegiance for protection and redress.
All of the above quotations from letters show the development of opinion as to the status of the Islands of Tutuila, and Manua, which status has never been fixed by act of Congress. It is shown that such laws as are in force result from a form of military government under authority of the President. The islands are a "Naval Station" and have therefore a different status from territory under a civil form of government.
In a very interesting book, entitled "The
Law of Civil Government in Territory Subject to Military Occupation by the Military
Forces of the
p. 28. " An officer of the
p. 30. "It is also
important to ascertain if the head of the military government of Porto Rico may
exercise the powers of the judicial branch of the government. The functions
performed by the judiciary are essential to good government, and therefore must
be per- formed in Porto Rico. The jurisdiction to exercise judicial authority
in territory to which the sovereignty of the United States has attached differs
from that of legislation, in that the jurisdiction to legislate is conferred
upon Congress by the fact of the sovereignty attaching, while the Federal
courts of the United States, being dependent upon Congress for their
territorial and other jurisdiction, must await appropriate action by Congress
for jurisdiction over' newly acquired territory. Meanwhile the necessity for
judicial action continues, and the military government is called upon to meet
the necessity. Article XII of the treaty of peace (1898) clearly contemplates
that the ordinary courts of the prior government will continue in existence, and such is the usage of nations. If these courts
are found inadequate to deal with the domestic or internal situation arising by
reason of the questions involved in the relations sustained by the inhabitants
of the island, inter se, I am of opinion that the head of the military
government of the island would be authorized to discharge the necessary
functions, and to accomplish said purpose may designate instruments therefor, to wit, courts. As shown by the decision of the
Supreme Court of the
pp. 45-47. Here is an explanation of the cession
to the
p. 54. "The important matter to be now determined is, shall the boundaries of the United States be extended to include any or all of the islands of Porto Rico, Philippine Archipelago and Guam? The [1ASR644] determination must be made by Congress and approved by the executive." (Italics are mine.)
p. 57. In the case of In
re Ross, 140
By the Constitution of the
The laws passed by Congress to carry into effect
the provisions of the treaties granting extraterritorial rights in
p. 60. "Although
Congress has legislated as to how and by what means the rights secured by the
p. 63. "Art. IV Section 3, of the Constitution provides that-
The Congress shall have power to dispose of and make
all needful rules and regulations respecting the territory or other property be- longing to the
p. 65. "If these
islands and their inhabitants, Porto Rico, Guam and the
p. 89. "It
therefore seems incontrovertible that the unorganized territory of the
p. 110. "Trial by jury, in the abstract, is not a right, but a means of securing a right. The right involved is justice.
Justice is an inherent, inalienable right of man, which no sovereign may properly refuse. Trial by jury is one of the fixed institutions of the common law, and where the common law prevails, this procedure may be said to attain the dignity of a right. That is to say, it is so ingrafted on the common law as to be an essential part thereof. But this is not true of the civil law. The common law belongs to the Anglo-Saxon race. It is the creature of their civilization. Centuries of adherence and devotion to its teachings has given it the character of righteousness, if not of right.
The guaranty of trial by jury dates back to Magna
Charta, and with an Anglo Saxon, no right need seek other source for its
vindication. [1ASR646] But the Latin races can assert no such
title. Whence their claim to the rights secured on
p. 120. "The doctrine discussed in the foregoing report - that Congress in legislating for territory outside of the boundaries of the several states of the Union is not bound by the limitations imposed by the Constitution-was approved by the Secretary of War Department, and received the sanction of the legislative department by the enactment of the Foraker Act, providing a civil government for Porto Rico (31 Stat. L., 77) which act was approved by the President and sustained by the Supreme Court in the insular cases (182 U.S. 1-498)."
[1] I am of the opinion that the
Provisions of Articles V and VI of the Amendments to the Constitution of the
In 1899 a Commission was sent to Samoa by the
three powers
"Much complaint existed also among American
and English settlers especially, that the
There is no reason to doubt that the question of jury trial was carefully considered by the Commandant who framed the Form of Government, and that he decided that it was impracticable to obtain a competent grand or petit jury; that in order to insure the "inalienable rights" of the people to justice, it was necessary to establish different forms of courts than those in the United States. The present form of administration of justice has stood the test of time.
[2] The High Court did not err in its ruling that it had jurisdiction. See, also, P. B. Gungan, U.S.N., on behalf of Island Government v. E. W. Gurr, 1 A.S.R. 176 (1908), [1ASR648] (denying right to jury trial); In re Chas. Risatake, No. 150-1901, Dist. Court No.1;McMoor v. Jewett, No. 142- 1901 (Appealed).
The second and third grounds in the motion for a new trial, "The decision of the Court is not sustained by sufficient evidence" and "The decision of the Court is contrary to law" are considered together.
A careful review of the evidence and of the proceedings shows that the defendant, Mrs. L. J. Willis, did willfully and unlawfully and with force of arms make an assault upon the person of David Russell McDonald, with a blunt instrument, to wit a horse-whip, and did then and there with the intent to do bodily harm, strike out and bruise the said McDonald.
The questions at issue are: First, was the offense committed without just cause or excuse? Second, was there considerable provocation therefor? The defense maintains that from the evidence adduced these questions should be answered in the negative.
The evidence shows that on the afternoon of April
28, 1911, the defendant, in the office of the Governor of
[3] While I cannot agree with the High Court when it says: "The Court is unable to find in the evidence any truly serious allegations against the character' of the defendant, "I do not find any evidence to show that there was just cause for assault. Serious allegations against the character of the defendant, under such circumstances cannot constitute a just cause or excuse for an assault.
[4] Provocation can only be set up in extenuation and is not a defense. When considering provocation it cannot be material as to what impression is produced upon the mind of the Court by certain words, the only question being as to the impression produced upon the mind of the person committing the assault. In the case at bar the evidence shows the impression produced upon the mind of the defendant by the statements of the complaining witness. In the instance cited by the court, "The statement by Mr. McDonald that he saw the defendant come out of Dwyer's room at three o'clock in the morning,' " the effect on the mind of the defendant is shown by her declarations, "He is trying to make you believe I slept with Mr. Dwyer;" "He is a bad man."
[5] It is further shown by the evidence that the defendant was excited during the conversation; that she used the words, "Liar." "He is lying." "He is a bad man.", in reference to the complaining witness, and that when she left the office she was excited. The evidence shows that the defendant was enraged against the plaintiff, as a result of what was said by the complaining witness in the office of the Governor, about the defendant and her two girls and; that she was still under the influence of this [1ASR650] rage when the assault was made, about forty-five minutes later.
It is believed the evidence shows that there was some provocation for the offense as charged. This provocation, however, does not constitute a complete defense. The words of the Complaint, "there being no considerable provocation therefor" are not material in a charge of assault and battery and, therefore, need not be proven.
It having been established that there was provocation and that the defendant was enraged because of this provocation, it is necessary to determine to what degree this mitigates the offense. This is a question for the Court to determine.
[6] There is no Regulation in Tutuila fixing the maximum sentence for assault and
battery, and the punishment for the offense of assault and battery is not
specially provided for by any law of the
"If any offense be committed in any place
which has been or may hereafter be ceded to and under the jurisdiction of the
United States which offense is not prohibited or the punishment thereof is not
specially provided for by any law of the United States, such offense shall be
liable to and receive the same punishment as the laws of the state in which
such place is situated, now in force, provide for the like offense when
committed within the jurisdiction of such state. And no subsequent repeal of
any such state law shall affect any prosecution for such offense in any Court
of the
[7] At the time the
The treaty of 1889 provides among other things as follows: [1ASR651]
"Article III, Section 10. The practice and procedure of Common Law, Equity and Admiralty, as administered in the Courts of Eng- land may be-as far as practicable-the practice and procedure of this court (Supreme Court); but the Court may modify such practice and procedure from time to time as shall be required by local circumstances. The Court shall have authority to impose, according to the crime, the punishment established therefor by the laws of the United States, of England, or of Germany, as the Chief Justice shall decide most appropriate; or, in the case of Native Samoans or other Natives of the South Sea Islands, according to the laws and customs of Samoa."
[8] Article IV of the treaty
between the
In this connection it will be interesting to note
a law enacted by Congress for the
"That whoever, not being armed with a
dangerous weapon, unlawfully assaults or threatens another in a menacing
manner, or unlawfully strikes or wounds another, shall be fined not more than
five hundred dollars or imprisoned in the county jail not more than six months,
or both." (2 Suppl. to Rev.
Stats.
The Penal Code for the State of
"An assault is an unlawful attempt, coupled with a present ability, to commit a violent injury on the person of another." (Sec.240.) " An Assault is punished by fine not exceeding five hundred dollars, or by imprisonment in the county jail not exceeding three months." (Sec. 241.)
"A battery is any willful and unlawful use of force or violence upon the person of another." (Sec.242.) [1ASR652]
"A battery is punishable by fine of not exceeding one thousand dollars, or by imprisonment in the county jail not exceeding six months, or by both." (Sec. 243.)
The penal codes of other states are not available, not being on this Station.
An examination of the cases of assault before the Courts of Tutuila, since 1904, shows that in no case of simple assault and battery has the punishment been greater than imprisonment for three months for first offense.
[9] The sentence of the Court in
this case, being imprisonment for a period of six months, is therefore shown to
be equal to the maximum punishment allowed in
After having reviewed the proceedings of the Court and upon careful consideration of the questions raised by defendant's petition for review, I am of the opinion that the court did not err in overruling defendant's motion for a new trial and in arrest of judgment.
Judgment affirmed.
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