[31 ASR2d
12]
v.
VOYAGER INC., CAPTAIN FRANK GARGAS, IN PERSONAM, DOES I-V
AND THE M/V VOYAGER, HER ENGINES, BOILERS, NETS AND FISH CARGO, IN REM,
Defendants
High Court of
Trial Division
CA No. 4-92
October 10, 1996
[1] The court
need not, and as a general rule will not, accept filings made after a matter has
been submitted, particularly where the court specifically asked an attorney
whether he would like additional time to make a filing, and he, in return,
specifically answered that he would not.
[2]
The decision to hold a new trial is within the discretion of this
court. The court will grant a
motion for a new trial only where the moving party can show that the original
decision is contrary to the clear weight of the evidence.
[3] On a motion for a new trial, the
court will not consider arguments that the moving party failed to raise during
the original trial.
[4] The duty of care that
employers owe to seamen under the Jones Act is identical to the duty of care
that employers owe to employees under the Federal Employer's Liability Act
("FELA"), 45 U.S.C. Sections 51 et seq.
The duty of care employers owe under the FELA is not merely a duty to
exercise reasonable care, as in the typical negligence suit, but is rather a
duty to exercise “great care”.
[5] Determinations of negligence
in admiralty cases are findings of fact which will be given application unless
clearly erroneous. In general, fact
finding does not require mathematical certainty. Factfinders, whether jurors or judges
are supposed to reach their conclusions on the basis of common sense, common
understanding and fair beliefs, grounded on [31 ASR2d 13] evidence consisting of
direct statements by witnesses or proof of circumstances from which
inferences can fairly be drawn.
[6] The evidentiary value of a
plaintiff’s case is always buttressed by the absence of credible evidence to the
contrary. The court will find
negligence not because a defendant failed to disprove elements of a
plaintiff’s claim, but because a plaintiff’s evidence, as viewed in light
of a defendant’s failure to present contradictory evidence, supported such a
finding.
[7] Since the question of but-for
causation under the Jones Act is a question of fact, a factfinder’s conclusions
with respect to causation must stand unless clearly erroneous.
[8] Nearness in time or space is not
the proper test of cause in fact. A
causal chain can continue for a great deal of time into the future or through
many intervening occurrences. Thus,
if A causes B, B causes C, and C causes D, then A, B,
and C are all causes in fact of D, though each may not necessarily be a
proximate cause.
[9]
In unseaworthiness
cases, the plaintiff must not only establish cause in fact, but also proximate
cause, i.e., that the injury was either a direct result or a reasonably probable
consequence of the unseaworthiness. The question of proximate cause examines
whether a cause is so attenuated in time or space, or whether an act or actor
has intervened in the causal chain, so as to relieve the defendant of
liability.
[10] The
foreseeability question restricts the imposition of liability to cases in which
the injuries to the plaintiff are the natural and reasonably predictable
consequences of a negligent action, or in the case of an unseaworthiness claim,
of a ship’s unseaworthiness. It is
clearly foreseeable that a crewmember must repair a vessel when it is damaged to
the point of being dead in the water.
Volunteering to assist in such repairs is a normal response to the
stimulus of a dangerous situation.
[11] The
question of proximate cause considers temporal and spatial proximity,
incorporates the foreseeability of a plaintiff’s injury, and distinguishes
natural and ordinary consequences from extraordinary consequences.
[12] A trial court has broad
discretion concerning the admissibility or exclusion of expert
testimony.
[13] The court will not accept
arguments on issues raised for the first time in a motion for a new trial if
they could have been properly raised at [31 ASR2d 14] trial. Moea`i v.
[14] The goal in awarding damages
for lost future wages is to replicate as accurately as possible the injured
plaintiff’s lost stream of future income.
Lost stream of income is composed of the difference between what the
injured party would have earned had he not been injured and what his forecasted
actual earnings will be, given his injuries.
[15] It is generally foreseeable that
an uninjured plaintiff will continue his employment at his current wage rate, in
his current position, and for the same number of hours per annum.
[16] Just as a court may consider
foreseeable raises and promotions in determining future earning capacity, courts
should also be able to consider foreseeable upgrades in employment status from
an unemployed or part-time employee to full-time employee--but only if the
evidence at trial reliably demonstrates that it is foreseeable that the
individual would have achieved full-time employment status at a particular
juncture. While an individual’s big
break could be “right around the corner”, a court cannot, absent reliable
evidence presented at trial to the contrary, speculate that the individual would
be employed more often than he was employed during the year prior to the
injury.
Before
Counsel:
For Plaintiff, Roy J.D. Hall, Jr.
For Defendants, William H. Reardon
Order
Granting in Part and Denying in Part Motion for New Trial:
On
November 28, 1995, we issued our opinion and order finding defendant Voyager,
Inc. ("the owner") liable under the Jones Act, 46 U.S.C. App. § 688, and
the general maritime cause of unseaworthiness, and finding the owner and
defendant M/V Voyager ("the vessel") (collectively "defendants") liable
for unpaid maintenance and cure.1
Under the Jones Act and unseaworthiness claims, we awarded plaintiff [31 ASR2d 15] Everett Clifton
("
A. Defendants'
Reply Brief Will Be Struck
Defendants filed their motion for a new trial on December
8, 1995, and their supplemental memorandum on December 12, 1995.
[1]
Six weeks later, on February 21, 1996, defendants filed a
reply brief with the court, despite their earlier assurance that they would
not. T.C.R.C.P. 59(c) appears to
give us discretion over whether to allow the [31 ASR2d 16] filing of a reply in a
motion for new trial.3
However, even without such discretion, we need not, and as a general rule
will not, accept filings made after a matter has been submitted. This is particularly true where we
specifically asked an attorney whether he would like additional time to make a
filing, and he, in return, specifically answered that he would not. For these reasons, defendants’ reply
brief will be struck.
B. Standard of
Review
[2-3]
The decision to hold
a new trial is within the discretion of this court. Browning-Ferris Indus. of
Vermont, Inc. v. Kelco Disposal, Inc., 492 U.S. 257, 278, 106 L. Ed. 2d 219,
240 (1989). We grant a motion for a
new trial only where the moving party can show that the original decision is
contrary to the clear weight of the evidence. See, e.g., Day v.
Amax, Inc., 701 F.2d 1258, 1263 (8th Cir. 1983). Of course, on a motion for a new trial,
we will not consider arguments that the moving party failed to raise during the
original trial. Olaotoa v.
Bartley, 3 A.S.R.2d 21, 22 (Land & Titles Div. 1986); see also
Vaimaona v. Tuitasi (Mem.), 13 A.S.R.2d 76, 82 (Trial Div.
1989).
C.
Liability
Defendants have continually conflated the concepts of
negligence and unseaworthiness in their brief.4
However, as we discussed in our opinion and order, Jones Act negligence
and unseaworthiness are two separate and distinct claims. Thus, although defendants lump them
together in their arguments, we must deal with each concept
separately.
1. Jones Act
Negligence
[31 ASR2d
17] We found that
a.
Jones Act
Negligence: Duty and Breach of
Duty
[4]
Defendants allege that
[5]
While the question of duty is a question of law, the issue of
breach of duty is a question of fact.
“[D]eterminations of negligence in admiralty cases are findings of fact
which will be given application unless clearly erroneous.” Exxon Co. v. Sofec, Inc., 54 F.3d
570, 576 (9th Cir. 1995) (quoting Hasbro Industries, Inc. v. M/S St.
Constantine, 705 F.2d 339, 341 (9th Cir. 1983), cert. denied, 464
[6]
Defendants charge that this court improperly imposed on defendants a burden of disproving the
elements of
Our
earlier statements that “[w]e are unable to understand how a fishing net becomes
severely entangled around a vessel’s propeller in the absence of negligence,” 29
A.S.R.2d 82 at 91, and that “[t]his case approaches one of res ipsa
loquitor,” Id., do not evince our intent to shift the burden to a
defendant or to apply the doctrine of res ipsa loquitor. Rather, these strong statements simply
reflect our supreme confidence in our finding that the owner was
negligent.
b.
Jones Act
Causation
Defendants argue that “any negligence . . . connected to
the[] net being caught in the propeller had no causal
effect on plaintiff's claimed injuries which occurred when plaintiff was
assisting in releasing the net.”
Def.’s Brief at 7. (capital letters
omitted). In particular, defendants
protest that this court did not consider proximate causation, i.e., the question
of whether it was foreseeable that the owner's negligence would play a part in
producing the injuries. Defendants
cite cases from general maritime law.
As this court has already stated, however, the Jones Act does not follow
general maritime law. The Jones Act
does not require a showing of proximate causation, but only a showing that the
defendant's breach of duty played any part, no matter how small, in bringing
about or actually causing the injuries.
See 29 A.S.R.2d at 92 (citing Rogers v. Missouri Pacific R.R.
Co., 352 U.S. 500, 506, 1 L. Ed. 2d 493, 515 (1957) (FELA); Belanger v.
Cenac Towing Co., 1989 U.S. Dist. LEXIS 8755 (E.D. La. 1989)); see also
Chisolm v. Sabine Towing & Transp. Co., Inc., 679 F.2d 60, 63 (5th Cir.
1982). [31 ASR2d 19]
[7]
Since the question of but-for causation under the Jones Act is a
question of fact, see Martin J.
Norris, The Law of Seamen
§ 30:37, at 505-06, a factfinder’s conclusions with respect to
causation must stand unless clearly erroneous. McAllister v.
[8]
Defendants state that
the evidence establishes that the net became entangled in the
propeller and the vessel then came to a stand still. As of that time, there was no claimed injuries to Plaintiff. Therefore, the condition of the vessel
at that time [or the negligence leading to it] did not cause any injury to
Plaintiff.
Def.’s
In the
instant case, the owner's negligence was the first in a string of events leading
to
2.
Unseaworthiness
In our
original opinion and order, we found as a matter of fact that the vessel was
unseaworthy, and that the vessel's unseaworthiness was an actual and proximate
cause of
Defendants have, however, gone to great lengths to
challenge our factual findings with respect to causation under the
unseaworthiness claim.
In a
cause of action due to unseaworthiness, “a plaintiff must prove that the
unseaworthy condition played a substantial part in bringing about or actually
causing the injury and that the injury was either a direct result or a
reasonably probable consequence of the unseaworthiness.” Johnson v. Offshore
Express, Inc., 845 F.2d 1347, 1354 (5th Cir. 1988). We reaffirm the conclusion that the
vessel’s unseaworthiness (a) actually and (b) proximately caused
First,
after employing the cause in fact analysis contained in the discussion of the
Jones Act above, we have no trouble affirming the earlier finding that
the vessel’s unseaworthiness was a cause in fact of
[9]
In unseaworthiness cases, the plaintiff must not only
establish cause in fact, but also proximate cause, i.e., “that the injury was
either a direct result or a reasonably probable consequence of the
unseaworthiness.” Johnson v.
Offshore Express, Inc., 845 F.2d at 1354. The question of proximate cause examines
whether a cause is so attenuated in time or space, or whether an act or actor
has intervened in the causal chain, so as to relieve the defendant of
liability. The requirement of
proximate causation stems from the belief that imposing liability on every cause
in fact can violate “common sense, logic, precedent, fairness, and a ‘rough
sense of justice.’” 57A Am. Jur. 2d Negligence § 482, at
464.
Defendants argue that “[t]he actual force causing the
claimed injury was the work (i.e., the cutting away at the net), not any
accident relating to the net becoming caught.” However, Prosser states that it is
“obvious that if a defendant sets a fire which burns down the plaintiff’s house,
no court in the world will relieve him of liability upon the ground that the
fire, rather than his act, was the nearest or the next cause of the destruction
of the house.” Prosser, supra, § 42, at
246-47. Thus,
in the instant case, we categorically reject the notion that the work on the net
was an independent intervening cause that should absolve defendants, when the
vessel’s unseaworthiness caused the need for the work in the first place.
[10] Next, defendants contend that
Chisholm v. Sabine Towing and Trans. Co., 679 F.2d 60 (5th Cir. 1982), the case that defendants
cite and ultimately misread, does not challenge the factual findings in this
case. In that case, the plaintiff
injured his back throwing unsecured scrap metal overboard. In one part of the opinion, the circuit
court denied recovery for the plaintiff’s unseaworthiness claim on the ground
that the injury did not occur while the plaintiff was working to remedy the
vessel’s unseaworthy condition.
[11] In sum, the question of proximate cause considers temporal
and spatial proximity, incorporates the foreseeability of a plaintiff’s injury,
and distinguishes natural and ordinary consequences from extraordinary
consequences. This court originally
found that the vessel’s unseaworthiness was close in time and space to
3. Medical
Causation
Defendants also assert that, as a medical matter,
a.
Qualifications of the
Expert Witnesses
[12-13] "A trial court has broad discretion concerning the
admissibility or exclusion of expert testimony . . . ." EW Truck & Equipment Co. v.
Coulter, 20 A.S.R.2d 88, 92 (App. Div. 1992) (citng Reno-West Coast
Distribution Co. v. Mead Corp., 613 F.2d 722 (9th Cir. 1979), cert.
denied, 444 U.S. 927 (1979)).
Despite this broad discretion, defendants object to our acceptance of the
expert testimony at trial because it does not follow the criteria for
admissibility of expert testimony articulated in Daubert v. Merrell Dow
Pharmaceutical, Inc., ___ U. S.___, 113 S. Ct. 2786, 125 L. Ed. 2d 469
(1993). However, defendants did
not raise the issue of the Daubert criteria at trial. We will not accept arguments on issues
raised for the first time in a motion for a new trial if they could have been
properly raised at trial. Moea`i v.
b.
Challenge to Expert
Evidence
In
addition to challenging the qualifications of the expert witnesses, the
defendants now also challenge the evidence the experts presented. Defendants have attempted to disprove
medical causation by quoting medical definitions for carpal tunnel syndrome
("CTS") which have been accepted by other courts. See Def.’s
First,
defendants knew that evidence was to be presented at the trial, and not
afterward. They had every
opportunity to contradict the testimony that
Second, even if defendants had presented this evidence at
trial, we conclude that their evidence would not have affected, and does not
affect, our factual determination on causation. Defendants aver that "[CTS] could
not have been caused by the one-day work performed by Plaintiff in releasing the
net from the propeller." Def.’s
4. Inevitable
Hazards
Defendants posit that an "inevitable hazards" defense
should preclude liability in this case.
The case that defendants cite, Massey v. Williams McWilliams,
Inc., 414 F.2d 675 (5th Cir. 1968) states that "there are inevitable
hazards--some of a severe nature--in the calling of those who go down to sea in
ships, hazards which when not occasioned by negligence or unseaworthiness
have to be borne by those who follow the calling."
5. Primary
Duty Rule [31 ASR2d 24]
In our
opinion and order, we noted that defendants "evince[d] a fundamental
misunderstanding of th[e] [primary duty] rule." 29 A.S.R.2d at
92-93. We stated the correct
rule, and defendants' new arguments do not sway us from our convictions that we
correctly interpreted this straightforward doctrine.
6. "Warranty
of Being Fit for the Voyage"
Defendants once again raise the argument that a seaman owes
a shipowner a "warranty of being fit for the voyage and of being of normal
agility and coordination." Def.'s
In
their latest brief, defendants continue to claim that a warranty of fitness for
duty exists and cite three cases for the proposition. None of these cases discuss the concept
of a warranty of fitness for duty.
See Gibson v. International Freight Corp., 173 F.2d 591 (3d Cir.
1949); Bilger v. Maritime Overseas Corp. 304 F. Supp. 1024 (N.D.
7. Gottshall
Additionally, defendants take issue with our legal
reasoning on the issues of causation, medical causation and the "warranty of
fitness for duty" by claiming that we have relied upon overruled law. Specifically, they claim that a case we
cited in our opinion, Nelsen v. Research Corp. of the Univ. of Hawaii,
805 F. Supp. 837 (D. Haw. 1992), was overruled by the Supreme Court in
Consolidated Rail Corp. v. Gottshall, ___U.S.___, 114 S. Ct. 2396, ___L.
Ed. 2d___ (1994). However,
Gottshall does not explicitly or implicitly overrule, or even mention
Nelsen.
Defendants, therefore, have failed to show clear and
prejudicial error warranting a new trial with respect to
liability.
D.
Damages
Defendants also take issue with our award of damages. The measure of damages is a question of
fact. Johnson v. Offshore
Express, Inc., 845 F.2d at 1356. A trier of fact enjoys substantial
discretion in determining the amount of damages to award. Neiman-Marcus
Group, Inc. v. Dworkin, 919 F.2d 368, 372 (5th Cir. 1990). The factfinder is not required to
calculate damages with mathematical precision, Cunningham [31 ASR2d 25]
v. City of
We
believe that our awards for pain and suffering, medical costs, and maintenance
and cure have a rational basis.
However, after further review of case law on the issue of lost future
wages, we are left with the definite and firm conviction that in our original
opinion and order, we committed a mistake in the manner in which we calculated
damages for
[14] The goal in awarding damages for lost future wages is to
replicate as accurately as possible the injured plaintiff’s lost stream of
future income. Deakle v. John E.
Graham & Sons, 756 F.2d 821, 830 (11th Cir.), rehearing denied 763 F.2d
419 (1985) (citing Jones & Loughlin Steel Corp. v. Pfeifer, 462
We now
believe we erred in our previous calculation of
[15-16]
We believe that the
Hernandez opinion, in essence, incorporates the concept of foreseeability
the Supreme Court articulated in Jones & Loughlin Steel Corp. v.
Pfeifer, 462 U.S. at 536, 76 L. Ed. 2d at 783 (authorizing adjustments in
the calculations of future earning capacity for “foreseeable” promotions and
“foreseeable” productivity growth).
Based on the Jones & [31 ASR2d 26] Loughlin Steel
Corp. and Hernandez decisions, we believe that it is generally
foreseeable that an uninjured plaintiff will continue his employment at his
current wage rate, in his current position, and for the same number of hours per
annum. Just as a court may consider
foreseeable raises and promotions in determining future earning capacity, courts
should also be able to consider foreseeable upgrades in employment status from
an unemployed or part-time employee to full-time employee--but only if the
evidence at trial “reliably demonstrate[s]” that it is foreseeable that
the individual would have achieved full-time employment status at a particular
juncture. Jones & Loughlin Steel Corp. v. Pfeifer, 462
In the
instant case, while there was testimony from
Defendants correctly point out that the evidence at trial
indicated that Clifton was earning at the time of the accident, at most, an
annual salary of $4,000: he only went on one trip during the previous calendar
year, a trip that could, at best, bring in 1000 tons of fish;9 at $4 per ton, his income from his one
annual trip was, at best then, $4,000.
We have no other evidence that
From
credible evidence at trial, we concluded that Clifton was on track for a
promotion to assistant engineer after 10 years, a promotion that would have
increased Clifton's annual gross income to $11,000 ($11 per ton on a ship that
catches at most 1000 tons of fish each trip, working one trip each year) for the
remaining 29 years of his working life.
Thus, considering as we must the increase in earnings Clifton would have
obtained as a result of reliably demonstrated promotions, Jones &
Loughlin Steel Corp., 462 U.S. at 535, 76 L. Ed. 2d at 782, we should have
concluded that he would have earned $11,000 per year as an assistant
engineer.
Further review of the trial record compels us not only to
reconsider our valuation of the amount Clifton would have made but for the
injuries, but also to reconsider our valuation of the amount Clifton is earning,
or will likely earn, after his injuries.
In our original order and opinion, we took judicial notice of figures
that were not contained in the trial record, but were from the American Samoa
Statistical Digest for 1992. Based
upon the figures contained therein, we estimated that
We
should have given adequate weight to
We now
hold that the original damages award for lost wages of $807,750 did not have a
rational basis.
Because Clifton has not had opportunity to challenge the
accuracy of these findings, and because counsel for both parties created a poor
factual record on the issue of lost wages, we hold further that Clifton may
either accept a remittitur in the total amount of $807,750, or he may opt
for a new trial on the issue of damages for lost wages under the dictates of
Deakle, Hernandez and Culver v. Slater Boat Co., 722 F.2d 114 (5th
Cir. 1983) (en banc), cert. denied sub. nom., Heinrich
Schmidt Reederei v. Byrd, 467
The motion for a new trial is
granted in part and denied in part.
It is
so ordered.
********
1 We found that the case, as pled, would not lie against defendant Captain Frank Gargas, the captain of the vessel. See 29 A.S.R.2d 82 (Trial Div. 1995).
2
The distinction between a response and a reply brief is important because of the procedural limitations placed upon each. For instance, no reply brief is allowed in a trial court unless ordered by the court. See T.C.R.C.P. 7(a). In appellate court, response briefs are limited to a prescribed format, while reply briefs are not. Compare A.C.R. Rule 28(b), with A.C.R. 28(c). With regard to motions for new trial, it appears that the court rules prescribe certain time limits for motions and responses, but may allow replies only by leave of the court. See T.C.R.C.P. 59(b)-(c). [31 ASR2d 16]
3 Rule 59(c) states that "[t]he court may permit reply affidavits." Because the sentence immediately preceding this speaks in terms of "opposing affidavits and memorandum," we assume that we would also have discretion over whether to allow the filing of reply memorandum. We do not know of any instance where such permission has been denied. However, the ultimate question of our discretion need not be decided today, since we will strike defendants' reply brief on other grounds.
4 The first sentence of defendants’
argument concerning negligence and unseaworthiness states that "It was not
negligent or unseaworthy for the vessel’s net to become caught in the vessel’s
propeller." Def.’s
5 Medical causation is really part of the cause in fact and proximate cause inquiries discussed above. However, because the defendants have dealt with it at length in a separate section of their brief, we have also decided to deal with it separately here.
6 We wish to make clear that we have neither accepted nor rejected the Daubert criteria. Our ruling is based upon the defendants’ failure to raise the argument at trial. Thus, the question of whether we would apply the Daubert criteria if they were properly raised at the appropriate time during trial remains open.
7 Furthermore, even if such an affirmative defense did exist, the rare occurrence of entangling a net within the propeller of a vessel cannot be considered “inevitable.”
8
Without defining the parameters of the category of items that enhance the
foreseeability of full-time employment, we note that if there is evidence that
the most recent year of sporadic or no employment is an anomaly due to illness,
sabbatical, schooling, or the like, then a court might have reason to believe
that a return to full-time employment would be foreseeable. Moreover, if a neophyte’s brief work
history shows a steady, but marked increase in the number of hours worked, then
a court may have reason to conclude that it is foreseeable that the individual’s
career will soon progress to full-time employment. In the case at hand, however, there is
no evidence that the year prior to
9 The evidence at trial indicated that fishing vessels typically have an annual catch of 5000 tons and make between five and 10 trips per year. Examining the evidence in the light most favorable to Ciflton, the largest amount of fish a vessel could gather on one trip is 1000 tons.