RULES OF EVIDENCE
C. Trial Court Rules (TCR)
V. Rules of Evidence
TABLE OF CONTENTS
ARTICLE I. GENERAL PROVISIONS.
Rule 102 Purpose and Construction
Rule 104 Preliminary Questions
Rule 105 Limited Admissibility
Rule 106 Remainder of or Related Writings or Recorded Statements
ARTICLE II. JUDICIAL NOTICE
Rule 201 Judicial Notice of Adjudicative Facts
ARTICLE III. PRESUMPTIONS IN CIVIL AND CRIMINAL
ACTIONS.
Rule 301 Presumptions in Civil Cases
Rule 302 Applicability in Civil Cases
Rule 303 Presumptions in Criminal Cases
ARTICLE IV. RELEVANCY AND ITS LIMITS.
Rule 401 Definition of “Relevant Evidence”
Rule 402 Relevant Evidence Generally Admissible; Irrelevant Evidence Inadmissible
Rule 403 Exclusion of Relevant Evidence on Grounds of Prejudice, Confusion, or Waste of Time
Rule 404 Character Evidence not Admissible to Prove Conduct; Exceptions; Other Crimes
Rule 405 Methods of Proving Character
Rule 406 Habit; Routine Practice
Rule 407 Subsequent Remedial Measures
Rule 408 Compromise and Offers to Compromise
Rule 409 Payment of Medical and Similar Expenses
Rule 410 Inadmissibility of Pleas, Plea Discussions, and Related Statements
Rule 412 Rape Cases; Relevance of Victim's Past Behavior
ARTICLE V. PRIVILEGES.
ARTICLE VI. WITNESSES.
Rule 601 General Rule of Competency
Rule 602 Lack of Personal Knowledge
Rule 605 Competency of Judge as Witness
Rule 606 Competency of Juror as Witness
Rule 608 Evidence of Character and Conduct of Witness
Rule 609 Impeachment by Evidence of Conviction of Crime
Rule 610 Religious Beliefs or Opinions
Rule 611 Mode and Order of Interrogation and Presentation
Rule 612 Writing Used to Refresh Memory
Rule 613 Prior Statements of Witnesses
Rule 614 Calling and Interrogation of Witnesses by Court
Rule 615 Exclusion of Witnesses
ARTICLE VII. OPINION TESTIMONY BY LAY WITNESSES.
Rule 701 Opinion Testimony by Lay Witnesses
Rule 703 Bases of Opinion Testimony by Experts
Rule 704 Opinion on Ultimate Issue
Rule 705 Disclosure of Facts or Data Underlying Expert Opinion
Rule 706 Court Appointed Experts
ARTICLE VIII. HEARSAY.
Rule 803 Hearsay Exceptions; Availability of Declarant Immaterial
Rule 804 Hearsay Exceptions; Declarant Unavailable
Rule 805 Hearsay Within Hearsay
Rule 806 Attacking and Supporting Credibility of Declarant
ARTICLE IX. AUTHENTICATION AND IDENTIFICATION.
Rule 901 Requirement of Authentication or identification
Rule 903 Subscribing Witness Testimony Unnecessary
ARTICLE IX. CONTENTS OF WRITINGS, RECORDINGS, &
PHOTOGRAPHS.
Rule 1002 Requirement of Original
Rule 1003 Admissibility of Duplicates
Rule 1004 Admissibility of Other Evidence of Contents
Rule 1007 Testimony or Written Admission of Party
Rule 1008 Functions of Court and Jury
Rule 1101 Applicability of Rules
V. RULES OF EVIDENCE
ARTICLE I. GENERAL PROVISIONS.
These rules govern proceedings in the courts of American Samoa. They shall be known as the Rules of Evidence and cited as _______________TCREv.
RULE 102. PURPOSE AND CONSTRUCTION.
These rules shall be construed to secure the fairness in administration, the elimination of unjustifiable expense and delay, and the promotion of growth and development of the law of evidence to the end that the truth may be ascertained and proceedings justly determined.
RULE 103. RULINGS OF EVIDENCE.
(a) Effect of erroneous ruling. Error may not be predicated upon a ruling which admits or excludes evidence unless a substantial right of the party is affected, and
(1) Objection. In cases the ruling is one admitting evidence, a timely objection or motion to strike must appear of record, stating the specific ground of objection, if the specific ground was not apparent from the context; or
(2) Offer of proof. In case the ruling is one excluding evidence, the substance of the evidence must be made known to the court by offer unless it was apparent from the context within which questions were asked.
(b) Record of offer ruling. The court may add any other or further statement which shows the character of the evidence, the form in which it was offered, the objection made, and the ruling thereon. It may direct the making of an offer in question and answer form.
(c) Hearing of jury. In jury cases, proceedings shall be conducted, to the extent practicable, so as to prevent inadmissible evidence from being suggested to the jury by any means, such as making statements or offers of proof or asking questions in the hearing of the jury.
(d) Plain error. Nothing in this rule precludes taking notice of plain errors affecting substantial rights although they were not brought to the attention of the court.
RULE 104. PRELIMINARY QUESTIONS.
(a) Questions of admissibility generally. Preliminary questions concerning the qualification of a person to be a witness, the existence of a privilege, or the admissibility of evidence shall be determined by the court, subject to the provisions of subdivision (b). In making its determination it is not bound by the rules of evidence except those with respect to privileges.
(b) Relevancy conditioned on fact. When the relevancy of evidence depends upon the fulfillment of a condition of fact, the court shall admit it upon, or subject to, the introduction of evidence sufficient to support a finding of the fulfillment of the condition.
(c) Hearing of jury. Hearings on the admissibility of confessions shall in all cases be conducted out of the hearing of the jury. Hearings on other preliminary matters shall be so conducted when the interests of justice require or, when an accused is a witness, if he so requests.
(d) Testimony by accused. The accused does not, by testifying upon a preliminary matter, subject himself to cross-examination as to other issues in the case.
(e) Weight and credibility. This rule does not limit the right of a party to introduce before the jury evidence relevant to weight or credibility.
RULE 105. LIMITED ADMISSIBILITY.
When evidence which is admissible as to one party or for one purpose but not admissible as to another party or for another purpose is admitted, the court, upon request, shall restrict the evidence to its proper scope and instruct the jury accordingly.
RULE 106. REMAINDER OF OR RELATED WRITINGS OR RECORDED STATEMENTS.
When a writing or recorded statement or part thereof is introduced by a party, an adverse party may require him at that time to introduce any other part or any other writing or recorded statement which ought in fairness to be considered contemporaneously with it.
ARTICLE II. JUDICIAL NOTICE
RULE 201. JUDICIAL NOTICE OF ADJUDICATIVE FACTS.
(a) Scope of rule. This rule governs only judicial notice of adjudicative facts.
(b) Kinds of facts. A judicially noticed fact must be one not subject to reasonable dispute in that it is either (1) generally known within the territorial jurisdiction of the trial court or (2) capable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned.
(c) When discretionary. A court may take judicial notice, whether requested or not.
(d) When mandatory. A court shall take judicial notice if requested by a party and supplied with the necessary information.
(e) Opportunity to be heard. A party is entitled upon timely request to an opportunity to be heard as to the propriety of taking judicial notice and the tenor of the matter noticed. In the absence of prior notification, the request may be made after judicial notice has been taken.
(f) Time of taking notice. Judicial notice may be taken at any stage of the proceeding.
(g) Instructing jury. In a criminal case, the court shall instruct the jury that it may, but is not required to, accept as conclusive any fact judicially noticed.
ARTICLE III. PRESUMPTIONS IN CIVIL AND CRIMINAL
ACTIONS.
RULE 301. PRESUMPTIONS IN CIVIL CASES.
In all civil actions and proceedings not otherwise provided for by Act of the Fono or by these rules, a presumption imposes on the party against whom it is directed the burden of going forward with evidence to rebut or meet the presumption, but does not shift to such party the burden of proof in the sense of the risk of nonpersuasion, which remains throughout the trial upon the party on whom it was originally cast.
RULE 302. APPLICABILITY IN CIVIL CASES.
In civil actions, the effect of a presumption respecting a fact which is an element of a claim or defense is that in the absence of evidence to the contrary the trier of fact must find the presumed fact unless the evidence as a whole negatives the existence of the presumed fact.
RULE 303. PRESUMPTIONS IN CRIMINAL CASES.
The court is not compelled to find a presumed fact against the accused. When the presumed fact establishes guilt or is an element of the offense or negatives a defense, the court may find guilt or the existence of the presumed fact if, but only if, a reasonable judge on the evidence as a whole including the evidence of the basic facts, could find guilt or the presumed fact beyond a reasonable doubt. When the presumed fact has a lesser effect, its existence may be found if the basic facts are supported by substantial evidence, or are otherwise established, unless the evidence as a whole negatives the existence of the presumed fact.
ARTICLE IV. RELEVANCY AND ITS LIMITS.
RULE 401. DEFINITION OF "RELEVANT EVIDENCE".
"Relevant evidence" means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.
RULE 402. RELEVANT EVIDENCE GENERALLY ADMISSIBLE; IRRELEVANT EVIDENCE INADMISSIBLE.
All relevant evidence is admissible, except as otherwise provided by the Constitution of the United States, the Revised Constitution of American Samoa, by Act of Fono, or by these rules. Evidence which is not relevant is not admissible.
RULE 403. EXCLUSION OF RELEVANT EVIDENCE ON GROUNDS OF PREJUDICE, CONFUSION, OR WASTE OF TIME.
Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
RULE 404. CHARACTER EVIDENCE NOT ADMISSIBLE TO PROVE CONDUCT; EXCEPTIONS; OTHER CRIMES.
(a) Character evidence generally. Evidence of a person's character or a trait of his character is not admissible for the purposes of proving that he acted in conformity therewith on a particular occasion, except:
(1) Character of accused. Evidence of a pertinent trait of his character offered by an accused, or by the prosecution to rebut the same;
(2) Character of victim. Evidence of a pertinent trait of character of the victim of the crime offered by an accused, or by the prosecution to rebut the same, or evidence of a character trait of peacefulness of the victim offered by the prosecution in a homicide case to rebut evidence that the victim was the first aggressor.
(3) Character of witness. Evidence of the character of a witness, as provided in 607, 608 and 609 TCREv.
(b) Other crimes, wrongs, or acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity there with. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
RULE 405. METHODS OF PROVING CHARACTER.
(a) Reputation or opinion. In all cases in which evidence of character or a trait of character of a person is admissible, proof may be made by testimony as to reputation or by testimony in the form of an opinion. On cross-examination, inquiry is allowable into relevant specific instances of conduct.
(b) Specific instances of conduct. In cases in which character or a trait of character of a person is an essential element of a charge, claim, or defense, proof may also be made of specific instances of his conduct.
RULE 406. HABIT; ROUTINE PRACTICE.
Evidence of the habit of a person or of the routine practice of an organization, whether corroborated or not and regardless of the presence of eyewitnesses, is relevant to prove that the conduct of the person or organization on a particular occasion was in conformity with the habit or routine practice.
RULE 407. SUBSEQUENT REMEDIAL MEASURES.
When, after an event, measures are taken which, if taken previously, would have made the event less likely to occur, evidence of the subsequent measures is not admissible to prove negligence or culpable conduct in connection with the event. This rule does not require the exclusion of evidence of subsequent measures when offered for another purpose, such as proving ownership, control, or feasibility of precautionary measures, if controverted, or impeachment.
RULE 408. COMPROMISE AND OFFERS TO COMPROMISE.
Evidence of (1) furnishing or offering or promising to furnish, or (2) accepting or offering or promising to accept, a valuable consideration in compromising or attempting to compromise a claim which was disputed as to either validity or amount, is not admissible to prove liability or invalidity of the claim or its amount. Evidence of conduct or statements made in compromise negotiations is likewise not admissible. This rule does not require the exclusion of any evidence otherwise discoverable merely because it is presented in the course of compromise negotiations. This rule also does not require exclusion when the evidence is offered for another purpose, such as proving bias or prejudice of a witness, negativing a contention of undue delay, or proving an effort to obstruct a criminal investigation or prosecution.
RULE 409. PAYMENT OF MEDICAL AND SIMILAR EXPENSES.
Evidence of furnishing or offering or promising to pay medical, hospital, or similar expenses occasioned by an injury is not admissible to prove liability for the injury.
RULE 410. INADMISSIBILITY OF PLEAS, PLEA DISCUSSIONS, AND RELATED STATEMENTS.
Except as otherwise provided in this rule, evidence of the following is not, in any civil or criminal proceeding, admissible against the defendant who made the plea or was a participant in the plea discussions:
(1) a plea of guilty which was later withdrawn;
(2) a plea of nolo contendere;
(3) any statement made in the course of any proceedings under 11 TCREv regarding either of the foregoing pleas; or
(4) any statement made in the course of plea discussions with an attorney for the prosecuting authority which do not result in a plea of guilty or which result in a plea of guilty later withdrawn.
However, such a statement is admissible (i) in any proceeding wherein another statement made in the course of the same plea or plea discussions has been introduced and the statement ought in fairness be considered contemporaneously with it, or (ii) in a criminal proceeding for perjury or false statement if the statement was made by the defendant under oath, on the record and in the presence of counsel.
RULE 411. LIABILITY INSURANCE.
Evidence that a person was or was not insured against liability is not admissible upon the issue whether he acted negligently or otherwise wrongfully. This rule does not require the exclusion of evidence of insurance against liability when offered for another purpose, such as proof of agency, ownership, or control, or bias or prejudice of a witness.
RULE 412. RAPE CASES; RELEVANCE OF VICTIM'S PAST BEHAVIOR.
(a) Notwithstanding any other provision of law, in a criminal case in which a person is accused of rape or of assault with intent to commit rape, reputation or opinion evidence of the past sexual behavior of an alleged victim of such rape or assault is not admissible.
(b) Notwithstanding any other provision of law, in a criminal case in which a person is accused of rape or of assault with intent to commit rape, evidence of a victim's past sexual behavior other than reputation or opinion evidence is also not admissible, unless such evidence other than reputation or opinion evidence is:
(1) Admitted in accordance with subdivisions (c)(1) and (c)(2) and is constitutionally required to be admitted; or
(2) admitted inaccordance with subdivision (c) and is evidence of:
(A) past sexual behavior with persons other than theaccused, offered by the accused upon the issue of whether the accused was or was not, with respect to the alleged victim, the source of semen or injury; or
(B) past sexual behavior with the accused and is offered by the accused upon the issue of whether the alleged victim consented to the sexual behavior with respect to which rape or assault is alleged.
(c) (1) If the person accused of committing rape or assault with intent to commit rape intends to offer under subdivision (b) evidence of specific instances of the alleged victim's past sexual behavior, the accused shall make a written motion to offer such evidence not later than fifteen days before the date on which the trial in which such evidence is to be offered is scheduled to begin, except that the court may allow the motion to be made at a later date, including during trial, if the court determines either that the evidence is newly discovered and could not have been obtained earlier through the exercise of due diligence or that the issue to which such evidence relates has newly arisen in the case. Any motion made under this paragraph shall be served on all other parties and on the alleged victim.
(2) The motion described in paragraph (1) shall be accompanied by a written offer of proof. If the court determines that the offer of proof contains evidence described in subdivision (b), the court shall order a hearing in chambers to determine if such evidence is admissible. At such hearing the parties may call witnesses, including the alleged victim, and offer relevant evidence. Notwithstanding subdivision (b) of 104 TCREv, if the relevancy of the evidence which the accuses seeks to offer in the trial depends upon the fulfillment of a condition of fact, the court, at the hearing in chambers or at a subsequent hearing in chambers scheduled for such purpose, shall accept evidence on the issue of whether such condition of fact is fulfilled and shall determine such issue.
(3) If the court determines on the basis of the hearing described in paragraph (2) that the evidence which the accused seeks to offer is relevant and that the probative value of such evidence outweighs the danger of unfair prejudice, such evidence shall be admissible in the trial to the extent an order made by the court specifies evidence which may be offered and areas with respect to which the alleged victim may be examined or cross-examined.
(d) For purposes of this rule, the term "past sexual behavior" means sexual behavior other than the sexual behavior with respect to which rape or assault with intent to commit rape is alleged.
ARTICLE V. PRIVILEGES.
Except as otherwise required by the Constitution of the United States or of American Samoa or provided by an Act of the Fono, the privileges of a witness, person, government or political subdivision thereof shall be governed by the principles of the common law.
ARTICLE VI. WITNESSES.
RULE 601. GENERAL RULE OF COMPETENCY.
Every person is competent to be a witness except as otherwise provided in these rules.
RULE 602. LACK OF PERSONAL KNOWLEDGE.
A witness may not testify to a matter unless evidence is introduced sufficient to support a finding that he has personal knowledge of the matter. Evidence to prove personal knowledge may, but need not, consist of the testimony of the witness himself. This rule is subject to the provisions of 703 TCREv, relating to opinion testimony by expert witnesses.
RULE 603. OATH OR AFFIRMATION.
Before testifying, every witness shall be required to declare that he will testify truthfully, by oath or affirmation administered in a form calculated to awaken his conscience and impress his mind with his duty to do so.
An interpreter is subject to the provisions of these rules relating ot qualification as an expert and the administration of an oath or affirmation that he will make a true translation.
RULE 605. COMPETENCY OF JUDGE AS WITNESS.
The judge presiding at the trial may not testify in that trial as a witness. No objection need be made in order to preserve the point.
RULE 606. COMPETENCY OF JUROR AS WITNESS.
(a) At the trial. A member of the jury may not testify as a witness before that jury in the trial of the case in which he is sitting as a juror. If he is called so to testify, the opposing party shall be afforded an opportunity to object out of the presence of the jury.
(b) Inquiry into validity of verdict. Upon an inquiry into the validity of a verdict, a juror may not testify as to any matter or statement occurring during the course of the jury's deliberations or to the effect of anything upon his or any other juror's mind or emotions as influencing him to assent to or dissent from the verdict or concerning his mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury's attention or whether any outside influence was improperly brought to bear upon any juror. Nor may his affidavit or evidence of any statement by him concerning a matter about which he would be precluded from testifying be received for these purposes.
The credibility of a witness may be attacked by any party, including the party calling him.
RULE 608. EVIDENCE OF CHARACTER AND CONDUCT OF WITNESS.
(a) Opinion and reputation evidence of character. The credibility of a witness may be attacked or supported by evidence in the form of opinion or reputation, but subject to these limitations: (1) the evidence may refer only to character for truthfulness or untruthfulness, and (2) evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.
(b) Specific instances of conduct. Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in 609 TCREv, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness (1) concerning his character for truthfulness or untruthfulness, or (2) concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified.
The giving of testimony, whether by an accused or by any other witness, does not operate as a waiver of his privilege against self-incrimination when examined with respect to matters which relate only to credibility.
RULE 609. IMPEACHMENT BY EVIDENCE OF CONVICTION OF CRIME.
(a) General rule. For the purpose of attacking the credibility of a witness, evidence that he has been convicted of a crime shall be admitted if elicited from him or established by public record during cross-examination but only if the crime (1) was punishable by death or imprisonment in excess of one year under the law under which he was convicted, and the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the defendant, or (2) involved dishonesty or false statement, regardless of the punishment.
(b) Time limit. Evidence of a conviction under this rule is not admissible if a period of more than ten years has elapsed since the date of the conviction or of the release of the witness from the confinement imposed for that conviction, whichever is the later date, unless the court determines, in the interests of justice, that the probative value of the conviction supported by specific facts and circumstances substantially outweighs its prejudicial effect. However, evidence of a conviction more than 10 years old as calculated herein, is not admissible unless the proponent gives to the adverse party sufficient advance written notice of intent to use such evidence to provide the adverse party with a fair opportunity to contest the use of such evidence.
(c) Effect of pardon, annulment, or certificate of rehabilitation. Evidence of a conviction is not admissible under this rule if (1) the conviction has been the subject of a pardon, annulment, certificate of rehabilitation, or other equivalent procedure based on a finding of the rehabilitation of the person convicted, and that person has not been convicted of a subsequent crime which was punishable by death or imprisonment in excess of one year, or (2) the conviction has been the subject of a pardon, annulment, or other equivalent procedure based on a finding of innocence.
(d) Juvenile adjudications. Evidence of juvenile adjudications is generally not admissible under this rule. The court may, however, in a criminal case allow evidence of a juvenile adjudication of a witness other than the accused if conviction of the offense would be admissible to attack the credibility of an adult and the court is satisfied that admission in evidence is necessary for a fair determination of the issue of guilt or innocence.
(e) Pendency of appeal. The pendency of an appeal therefrom does not render evidence of a conviction inadmissible, Evidence of the pendency of an appeal is admissible.
RULE 610. RELIGIOUS BELIEFS OR OPINIONS.
Evidence of the beliefs or opinions of a witness on matters of religion is not admissible for the purpose of showing that by reason of their nature his credibility is impaired or enhanced.
RULE 611. MODE AND ORDER OF INTERROGATION AND PRESENTATION.
(a) Control by court. The court shall exercise reasonable control over the mode and order of interrogating witnesses and presenting evidence so as to (1) make the interrogation and presentation effective for the ascertainment of the truth, (2) avoid needless consumption of time, and (3) protect witnesses from harassment or undue embarrassment.
(b) Scope of cross-examination. Cross-examination should be limited to the subject matter of the direct examination and matters affecting the credibility of the witness. The court may, in the exercise of discretion, permit inquiry into additional matters as if on direct examination.
(c) Leading questions. Leading questions should not be used on the direct examination of a witness except as may be necessary to develop his testimony. Ordinarily leading questions should be permitted on cross-examination. When a party calls a hostile witness, an adverse party, or a witness identified with an adverse party, interrogation may be by leading questions.
RULE 612. WRITING USED TO REFRESH MEMORY
If a witness used a