A.
HIGH COURT RULES (HCR)
TABLE OF CONTENTS
III.
CLERK’S
OFFICE
IV.
MARSHAL’S
OFFICE
V.
LAW
LIBRARY
VII.
RULES
OF CONDUCT
VIII.
CONTEMPT
RULES
I. GENERAL PROVISIONS
Rule 1. Title
Rule 2. Effective Date
Rule 3. Application & Scope
Rule 4. Penalties for Noncompliance
Rule 5. Conflict
Rule 6-10 (Reserved)
II. ADMINISTRATIVE PROVISIONS
Rule 11. Business Hours
Rule 12. Courts Always Open
Rule 13. Terms of Court
Rule 14. Distribution of Judicial Duties
Rule 15. Priority Matters
Rule 16. Court Reporters
Rule 17. Definitions
Rule 18-20 (Reserved)
Rule 21. Filing of Papers
Rule 22. Custody of Files
Rule 23. Docket
Rule 24. Exhibits
Rule 25. Clerk's Authority to Execute Papers
Rule 26. Fees
Rule 27-30 (Reserved)
Rule 31. Fees for Service
Rule 32. Advance Deposit
Rule 33. Fees Payable in Clerk's Office
Rule 34. Certificate of Service
Rule 35. Return on Marshal's Attachment
Rule 36. Return on Marshal's
Rule 37-40 (Reserved)
V. LAW LIBRARY
Rule 41. Use
Rule 42. The Library Hours
Rule 43. Withdrawal of Books
Rule 44. Penalties
Rule 45-50 (Reserved)
VI. PAPERS & PLEADINGS
Rule 51. Form
Rule 52. Format of First Page
Rule 53. Changes on Face of Paper
Rule 54. Conformance of Copies
Rule 55. Separate Claims for Relief
Rule 56. Case Numbers
Rule 57-100 (Reserved)
VII. RULES OF CONDUCT
Rule 101. Title
Rule 102. Courtroom Conduct
Rule 103. Judge's Conduct
Rule 104. Attorney's and Legal Practitioner's Conduct
Rule 105. Publicity
Rule 106. Photographs, Broadcasts and Tape Recording Prohibited
Rule 107-100 (Reserved)
VIII. CONTEMPT RULES
Rule 111. Title
Rule 112. Types of Contempt
Rule 113. Direct Contempt
Rule 114. Constructive Contempt
Rule 115. Issuance of Order to Show Cause
Rule 116. Response of the Accused
Rule 117. Hearing
Rule 118. Punishment
Rule 119. Appeal
Rule 120. Effect of Other Laws
Rule 121-130 (Reserved)
Rule 131. Title
Rule 132. Purpose
Rule 133. Bar Admissions Committee
Rule 134. Application
Rule 135. Moral Character
Rule 136. Investigation of Moral Character
Rule 137. Education
Rule 138. Reciprocity
Rule 139. Oath of Admission
Rule 140. Integrated Bar
Rule 141. Professional Association
Rule 142. Professional Corporation
Rule 143. Legal Practitioners
Rule 144. Licenses Previously Issued
Rule 145. Counsel Pro Hac Vice
Rule 146. Officials Prohibited from Practicing
Rule 147. (Reserved)
Rule 151. Title
Rule 152. Definitions and Jurisdiction
Rule 153. Purpose
Rule 154. Rules of Civil Procedure
Rule 155. Grounds for Discipline
Rule 156. Confidentiality of Records
Rule 157. Public Hearing
Rule 158. Complaints
Rule 159. Duty of Complainant
Rule 160. Unwillingness of Complaint to Proceed
Rule 161. Informal Hearing
Rule 162. Formal Proceedings
Rule 163. Composition of Hearing Panel
Rule 164. Appointment of Disciplinary Counsel
Rule 165. Duties of Disciplinary Counsel
Rule 166. Answer
Rule 167. Notice of Hearing
Rule 168. Discovery
Rule 169. Time Period for Discovery
Rule 170. Disposition
Rule 171. Holding Formal Proceeding in Abeyance
Rule 172. Rules of Evidence
Rule 173. Standard of Proof
Rule 174. Termination by Stipulation as to Facts and Discipline
Rule 175. Forms of Discipline
Rule 176. Decision
Rule 177. Motion to Reconsider
Rule 178. Appeal to the Chief Justice
Rule 179. Effective Date of Discipline
Rule 180. Notice of Public Discipline
Rule 181. Reinstatement
Rule 182. Incapacity of Attorney of Practitioner
Rule 183. Immunity
A. HIGH COURT RULES (HCR)
I. GENERAL
PROVISIONS
RULE 1. TITLE.
These rules shall be known as the High Court Rules and cited as
___________HCR.
RULE 2. EFFECTIVE
DATE. Except as otherwise provided herein, these rules are effective
RULE 3. APPLICATION
& SCOPE. These rules apply to the High Court, District Court and the
Village Courts. They supplement the applicable provisions of the American Samoa
Code Annotated and are to be construed so as to be consistent with the Code and
to promote the just, efficient and economical administration and determination
of every action and proceeding.
RULE 4. PENALTIES
FOR NONCOMPLIANCE. Failure of
court personnel, counsel or of a party to comply with any provision of these
rules is a ground for imposition by the Court of such sanctions authorized by
statute of rule as may be appropriate.
RULE 5. CONFLICT.
Whenever these is a conflict between any of these rules and any law duly
enacted and in effect in
RULES 6-10 (RESERVED)
II.
ADMINISTRATIVE PROVISIONS.
RULE 11. BUSINESS HOURS. The business hours of
the Judiciary of American Samoa are from
RULE 12. COURTS ALWAYS OPEN. The Courts of
American Samoa are deemed always open for filing of pleadings where time is of
special importance.
RULE 13. TERMS OF
COURT. The Courts of American Samoa shall be deemed to be in continuous
session.
RULE 14. DISTRIBUTION
OF JUDICIAL DUTIES. The judicial responsibilities of the Courts may be
divided among the judges from time to time by the Chief Justice.
RULE 15. PRIORITY
MATTERS. Initial appearances in criminal cases and hearings on motions to
grant bail or for pretrial release take precedence over all matters.
RULE 16. COURT
REPORTERS.
(a)
All criminal proceedings in the
District Court involving felonies and serious misdemeanors and all proceedings
in the High Court must be taken down in shorthand by a court reporter or
recorded electronically. If any other proceeding is to be reported, a written
request for such reporting must filed with the Clerk of Court before commencement
of the proceeding and the presiding judge shall rule upon the request.
(b)
Court reporters, when assigned to
report a case, must take down in shorthand all the opening statements,
testimony, the objections made, the rulings of the Court, voir dire, jury
instructions, and arguments of counsel. If directed by the judge at the request
of either party, court reporters must, within such reasonable time after the
trial of such case as the Court may designate, write out the same, or such
specific portions thereof as may be requested, by typewriter or other printing
machine, and certify to the same as being correctly reported and transcribed
and, when directed by the Court, file the same with Clerk of Courts.
RULE 17. DEFINITIONS.
(a)
The word "Court" shall refer
to the High Court, District Court and Village Courts.
(b)
The word "judge" shall refer
to the Chief Justice, Associate Justices, District Court Judges and Permanent
and Temporary Associate Judges.
(c)
The word "Staff" shall refer
to all court personnel other than judges.
(d)
The word "Clerk" shall refer
to the Clerk of Courts.
(e)
The word "he" shall include
"she."
RULE 18-20 (RESERVED).
III.
CLERK'S OFFICE
RULE 21. FILING OF
PAPERS. Except as otherwise provided by these rules or by statute, the
clerk shall file all papers presented for filing upon payment of the prescribed
fee.
RULE 22. CUSTODY OF
FILES. All files of the Court shall remain in the custody of the Clerk and
no record or paper belonging to the files of the Court shall be taken from the
custody of the Clerk without a special order of a judge and a proper receipt
signed by the person obtaining the record or paper. However, the files of the
Court, except where the Court has ordered a file sealed, are matters of public
record and may be examined in the Courthouse.
RULE 23. DOCKET.
The Clerk of Court must keep a docket and enter therein each case and its file
number. All papers filed with the Clerk and all process, orders minutes and
judgments shall be entered chronologically in the docket on the folio assigned
to the case. Docket eateries should be brief but must show the date the entry
is made. The date of the entry of the order or judgment for all purposes is the
filing date of any papers or the date of the pronouncement from the bench.
RULE 24. EXHIBITS
Every exhibit introduced in evidence and all depositions and transcripts shall
be held in the custody of the Clerk. Unless reason exists for retaining
originals, the judge may, upon applications, order them returned to the party
to whom they belong.
RULE 25. CLERK'S
AUTHORITY TO EXECUTE PAPERS. The Clerk is authorized to sign and enter only
those orders specifically allowed to be signed by the Clerk by statute or by
any Rules of Court without further direction of a judge.
RULE 26. FEES. Except as otherwise provide by statute
or order of the court, the following fees schedule is hereby fixed pursuant to
A.S.C.A. § 43.0101.
FILING
FEES. The following fees are payable
to the Clerk of the Courts upon the filing of:
(a) a civil action in the High Court . . . . .
. . . . . . $100.00;
(b) an appellate action. . . . . . . . . . . .
. . . . . . . . . $100.00;
(c) a foreign judgment action . . . . . . . . .
. . . . . . $ 25.00;
(d) a domestic relations action . . . . . . . .
. . . . . . $100.00;
(e) a relinquishment/termination petition . . .
. . . $ 25.00;
(f) an adoption petition . . . . . . . . . . .
. . . . . . . . .$ 25.00;
(g) a probate action . . . . . . . . . . . . .
. . . . . . . . . . $ 50.00;
(h) a small claims action . . . . . . . . . . .
. . . . . . . . $ 5.00;
(I) a land or matai action . . . . . . . . . .
. . . . . . . . .$100.00;
(j) a civil action in the District Court . . .
. . . . . . $ 50.00;
MISCELLANEOUS
FEES.
(a) copying fees (per page) . . . . . . . . . .
. . . . . . . $ .50;
(b) certification fees . . . . . . . . . . . .
. . . . . . . . . . .$ 1.00;
(c)
search for records fee . . . . . . . .
. . . . . . . . . . .$ 1.00;
(d) admission pro hac vice (TCR 145
application)
.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .$ 10.00;
Effective
RULES 27-30 (RESERVED).
IV. MARSHAL'S OFFICE.
RULE 31. FEES FOR
MARSHAL'S SERVICES. The following fee schedule for services of the Marshal
shall be collected and fixed as costs:
(a) for serving, within the island of Tutuila,
a summons or any other writ, order, or process in any case or proceeding (per
person or party) . . . .$ 15.00;
(b) for serving, within the
(c) for preparing any public notice or bill of
sale
.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. $ 15.00;
(d) for executing a warrant for arrest of any
vessel
.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
.$ 50.00;
(e) for serving within the
Effective
RULE 32. ADVANCE
DEPOSIT. The Marshal's Office may require an advance deposit to cover all
fees and expenses herein prescribed.
RULE 33. FEES PAYABLE
IN CLERK'S OFFICE. For those who wish to have the Marshal's Office serve
process, all fees and advance deposits are payable to the Clerk's Office at the
time of the request for service. In the event that there is any expense greater
than the advance deposit, the Marshal's Office may require additional advances
from the attorney or the litigant.
RULE 34. CERTIFICATION
OF SERVICE. Where the Marshal is the serving officer, a certificate of
service shall be prepared by the Clerk and submitted by the Clerk to the
Marshal for execution and service.
RULE 35.
RULE 36. RETURN ON
MARSHAL'S
RULES 37-40. (RESERVED).
V. LAW LIBRARY.
RULE 41. USE. The
law library is a public library for the primary use of the judges, the staff of
the Court, and the members of the bar.
RULE 42. THE LIBRARY
HOURS. The library hours shall be from
RULE 43. WITHDRAWAL
OF BOOKS. No book will be withdrawn from the law library except under
special circumstances. The decision to allow withdrawals of books from the
library shall be made by the Law Librarian or the Chief Justice.
RULE 44. PENALTIES.
Damaging or defacing any book or reference in the law library, removing any
book from the library without permission, or failing to return a book on the
due date may result in deprivation of the privilege or using the library,
liability for loss or damage, or such other disciplinary action as may be
imposed by the Chief Justice.
RULE 45-50. (RESERVED).
VI. PAPERS & PLEADINGS.
RULE 51. FORM.
All papers presented for filing shall be on white opaque paper of good quality
with numbered lines, 8 ˝" by 11" in size, and shall be flat, unfolded
(except where necessary for the presentation of exhibits), without back or
cover, and shall comply with all other applicable provisions of these rules. A
transition period concerning the size requirement of papers shall be in effect
until
RULE 52. FORMAT OF
FIRST PAGE. The first page of all papers shall be in the following form:
(a)
the space commencing with line 1, to
the left of the center of the page, the name, office address, or if none, the
residence address, and telephone number of the attorney for the party in whose
behalf the paper is presented, or of the party if he is appearing in person,
and the specific identification of each party represented by name and interest
in the litigation (i.e., plaintiff, defendant, etc.);
(b) the space between lines 1 and 7 to the
right of center of the page shall be left blank for the use of the Clerk;
(c)
on or below line 8, the title of the
Court:
"IN
THE DISTRICT COURT OF AMERICAN SAMOA" or "IN THE HIGH COURT OF
AMERICAN SAMOA."; below the High Court title, the appropriate division of
the Court shall be designated;
(d)
below the title of the court, in the
space to the left of the center of the page, the title of the action in the
initial pleading; the title of the action must contain the names of all of the
parties, but thereafter may be appropriately abbreviated;
(e)
to the right of and opposite the
title, the class of case (
(f)
immediately below the number of the
action the nature of the paper; in a case having multiple parties any answer,
response or opposition shall specifically identify the complaining, propounding
or moving party and the complaint, motion, or other matter being answered or
opposed.
RULE 53. CHANGES ON
FACE OF PAPER. Additions, deletions or interlineations made after the time
of filing shall be initialed by the Clerk or judge.
RULE 54. CONFORMANCE
OF COPIES. All copies served shall conform to the original filed, including
the numbering of lines, pagination, additions, deletions and interlineations.
RULE 55. SEPARATE
CLAIMS FOR RELIEF. Each separately stated claim for relief, count or
defense shall be numbered separately.
RULE 56. CASE
NUMBERS. The Clerk shall, upon filing the first pleading in any case,
assign a case number and endorse that number upon the pleading. The case number
must appear on every subsequent paper or pleading presented for filing.
RULE 57-100. (RESERVED).
VII. RULES OF CONDUCT
RULE 101. TITLE.
These rules shall be known as the Rules of Conduct and cited as
____________HCR.
RULE 102. COURTROOM
CONDUCT.
(a)
All attorneys and court personnel
whose duties are in the courtroom shall be neatly groomed. Except as
hereinafter provided, legal counsel must wear a shirt, tie and long pants or,
in lieu thereof, a shirt, tie and lavalava. On Fridays (Samoan Day), male
counsel may wear an ula in lieu of a tie. Female counsel must wear dresses,
pantsuits or skirts and blouses.
(b)
Attorneys, during jury trial, shall
not exhibit undue familiarity with the judge, opposing attorneys, jurors,
witnesses or court officials.
(c)
While Court is in session, no person
shall be permitted within the bar of the Court other than members of the bar,
litigants, court personnel and witnesses called to the stand, except by leave
of the Court. This includes member of litigants' families.
(d) Lawyers shall rise and remain standing
while addressing the Court or a jury, unless excused by the Court.
(e)
Lawyers may never lean upon the bench
nor appear to engage the Court in a confidential manner, except upon
invitation.
(f)
The Defendant shall stand during arraignment
or entering plea and at the time of sentencing.
(g) Except when Court business is to be
conducted and counsel for the respective parties are present, counsel shall not
congregate in the judge's chambers.
(h) Persons in the courtroom without the bar
shall not disturb the order of the Court.
RULE 103. JUDGE'S
CONDUCT. The conduct of all judges shall be governed by the Canons of
Judicial Ethics. Violations of the Canons shall result in an appropriate
disciplinary action.
RULE 104. ATTORNEY'S
AND LEGAL PRACTITIONER'S CONDUCT. The conduct of attorneys and legal
practitioners shall be governed by the American Bar Association Model Rules of
Professional Conduct. Violations of the Model Rules shall result in an
appropriate disciplinary action.
Effective
RULE 105. PUBLICITY. Court personnel, including, among others, marshals,
clerks and deputies, law clerks, messengers, court interpreters, and court
reporters, shall not disclose to any person information relating to any pending
criminal, civil or bankruptcy proceeding that is not part of the public records
of the court without specific authorization of the court, nor shall any such
personnel discuss the merits or personalities involved in any such proceeding
with any member of the public.
RULE 106. PHOTOGRAPHS,
BROADCASTS AND TAPE RECORDING PROHIBIT.
All
forms, means and manner of taking photographs, tape recording, broadcasting, or
televising are prohibited in the Courthouse during the course of , or in
connection with, any judicial proceedings whether the court is actually in
session or not unless the presiding judge in his discretion permits otherwise.
This rule shall not prohibit recordings by a court reporter provided, however,
no court reporter or any other person shall use or permit to be used any part
of any recording of a court proceeding on, or in connection with, any radio or
television broadcast of any kind. The Court may permit photographs of exhibits
to be taken by or under the direction of counsel.
RULES 107-110. (RESERVED).
VIII. CONTEMPT RULES.
RULE 111. TITLE.
These rules shall be known as the Contempt Rules and cited as ____________HCR.
RULE 112. TYPES
OF CONTEMPT. In the Judiciary of American Samoa, pursuant to the authority
listed above, there shall be two kinds of contempt: direct and constructive.
RULE 113. DIRECT
CONTEMPT. An act of direct contempt is misbehavior of any person, including
legal counsel, in the presence of the Court or so near thereto that the
misbehavior obstructs the administration of justice. Direct contempt may be
summarily punished by the Court. An order must be filed by the court reciting
the facts, adjudging the person guilty and prescribing the punishment. A direct
contempt order is valid only if it recites facts with sufficient particularity
to demonstrate on its face that the alleged contemnor's conduct constituted an
act of contempt.
RULE 114. CONSTRUCTIVE
CONTEMPT. An act of constructive contempt is one which arises from matters
not occurring in or near the presence of the Court but which tends to obstruct
or defeat the administration of justice. For indirect contempt, an affidavit
stating the facts constituting the contempt and an Order to Show Cause re
Contempt must be filed with the Court and a hearing must be held as provided
for below.
RULE 115. ISSUANCE
OF ORDER TO SHOW CAUSE. If the judge is satisfied with the affidavit
presented to him for bringing a constructive contempt proceeding, he signs the
Order to Show Cause re Contempt. The Clerk of Court calendars a hearing and
puts the date of the hearing on the Order to Show Cause. Copies of both the
affidavit and the Order to Show Cause must be served personally on the alleged
contemnor.
RULE 116. RESPONSE
OF THE ACCUSED. The alleged contemnor may respond to the affidavit with an
affidavit of his own, which constitutes an answer.
RULE 117. HEARING.
To prove the allegations of the affidavit, witnesses and parties may be called
to testify at the hearing and other competent evidence may be introduced. The
alleged contemnor may be represented by counsel and may call witnesses and
present evidence in his own behalf.
RULE 118. PUNISHMENT.
It is within the sound discretion of the Court to impose a penalty, either fine
or imprisonment, for contempt reasonably commensurate with the gravity of the
offense. If there is an express finding that the accused has the present ability
to perform an act ordered, that the punishment may be imprisonment until the
act has been performed.
However,
the commitment of such a contemnor must be reviewed periodically and if the
Court finds that the contemnor no longer has the ability to comply then the
contemnor must be released.
At
the discretion of the Court, if there is a finding of contempt, monetary
sanctions may be awarded for the costs, including reasonable attorney fees, of
bringing the proceeding.
RULE 119. APPEAL.
There is no right to appeal from a judgment of contempt. The proper procedure
is to seek a writ of certiorari or habeas corpus from a higher court.
RULE 120. EFFECT
ON OTHER LAWS. Nothing in these rules is meant to abrogate any right to use
other existing civil remedies to enforce a judgment or order of the Court.
RULE 121-130. (RESERVED).
IX. RULES OF ADMISSION.
RULE 131. TITLE.
These rules shall be known as the Rules of Admission and cited as
____________HCR.
RULE 132. PURPOSE.
These rules are enacted to protect the public by ensuring that only qualified
and competent individuals are admitted to practice law in
RULE 133. BAR
ADMISSIONS COMMITTEE. The Chief Justice shall create a Standing Committee
on Admissions to investigate and determine the qualifications of applicants and
to make recommendations to the Chief Justice concerning the admission of
applicants.
RULE 134. APPLICATION.
Any person seeking admission to the practice of law in
Effective
RULE 135. MORAL
CHARACTER. Every applicant must be of good moral character. The term
"good moral character" includes qualities of honesty, fairness,
candor, trustworthiness, observance of fiduciary responsibility, observance of
the laws of
RULE 136. INVESTIGATION
OF MORAL CHARACTER. The Standing Committee may require the applicant to
submit letters of character reference, or may require any other investigation
deemed appropriate, including consideration of a report from the National
Conference of Bar Examiners. The applicant bears the expense of any
investigation up to the amount of $125.
RULE 137. EDUCATION.
The applicant must demonstrate the necessary qualifications of learning and
ability by proof of having been admitted to practice law before the highest
court of record of a State or Territory of the United States or of a foreign
country where the English common law forms substantially the basis of that
country's jurisprudence, and where English is the language of instruction and
practice in the courts of that jurisdiction; provided that such prior Bar
admission was premised upon proof of graduation from an accredited law school
and successful completion of a bar examination or of equivalent indicia of
learning and ability.
Effective
RULE 138. RECIPROCITY.
The fact that an applicant has practiced for a period of 2 years or more before
the highest court of record in a State, Territory of the United States, or of a
foreign country where the English common law forms substantially the basis of
that country's jurisprudence, where English is the language of instruction and
practice in the courts of that jurisdiction, and which State, Territory, or
country extends reciprocity to American Samoa is prima facie evidence of the
applicant's fitness to practice law in American Samoa and to be admitted to the
Bar on reciprocity, reserving to the Standing Committee the power to review
such circumstances as might be necessary.
RULE 139. OATH
OF ADMISSION. Upon meeting the requisite qualifications for admission, an
applicant is admitted to the Bar by taking an oath to support the Constitution
of the
RULE 140. INTEGRATED
BAR. The Bar is integrated in that every person who has been admitted to
practice law must maintain membership in the Bar Association. Only a member of
the Bar Association may practice law in
RULE 141. PROFESSIONAL
ASSOCIATION. Only attorneys as set forth in these rules may associate for
the purpose of the practice of law.
RULE 142. PROFESSIONAL
CORPORATIONS. A corporation organized under the laws of
(a)
For a corporation to be licensed as a
professional legal corporation, each shareholder, director, and officer of the
corporation must be licensed to practice law in
(b)
The shares of a corporation owned by a
person who dies or becomes disqualified to practice law must be acquired by the
corporation, by its remaining shareholders, or by one or more persons licensed
to practice law within 90 days of the person's death or disqualification.
(c)
The corporation may not limit the
professional liability of any person licensed to practice law.
(d)
The requirements of sections (a), (b),
and (c) of this rule must be set forth in the corporation's articles of
incorporation, by-laws, and share certificates.
(e)
The corporate name of every such
corporation must include the name of the shareholder and if there is more than
one shareholder, either the names of all or the name of one or more and the
words "& Associates", followed by the words: "A Professional
Corporation."
(f)
Nothing in this rule affects or
impairs the disciplinary powers of the Court over any person licensed to
practice law in
RULE 143. LEGAL
PRACTITIONERS.
(a)
Only those legal practitioners
currently members of the American Samoa Bar Association are permitted to
practice law. No new legal practitioners will be admitted to the Bar in the
future.
(b)
No legal practitioner may form a
professional association or a professional corporation.
(c)
No legal practitioner may be
associated with an attorney. However, an attorney may use the services of a
legal practitioner on a case by case basis.
(d)
Legal practitioners may not advertise
as "legal counsel", "counselor", "Law office of "
or otherwise infer in any advertisement that he or she is an attorney.
(e)
Legal practitioners may use the
letters "L.P." after their names for the purpose of denoting his or
her profession.
(f)
Legal practitioners are authorized to
practice only in the Land Titles Division of the High Court, in adoption
matters in the District Court, and in all matters in the Village Courts.
(g)
Legal practitioners are permitted to
practice in the Appellate Division of the High Court in those Appeals
originating in the Land and Titles Division of the Court.
Effective
RULE 144. LICENSES
PREVIOUSLY ISSUED. Nothing in these rules shall be construed to rescind any
license, previously issued, to practice law.
RULE 145. COUNSEL
PRO HAC VICE. A person who is not a member of the American Samoa Bar but
who is a member in good standing of and eligible to practice before the highest
court of record in any State, Territory of the United States or of a foreign
country where the English common law forms substantially the basis of that
country's jurisprudence, where English is the language of instruction and
practice in the courts of that jurisdiction and which state, Territory, or
country allows members of the American Samoa Bar to appear Pro Hac
Vice, may at the discretion of the Chief Justice, be permitted, upon
written application, to appear as Counsel Pro Hac Vice. However, an active
member of the American Samoa Bar Association must be associated as Attorney of
Record, upon whom service of process may be made and with whom the judge and
opposing counsel may communicate concerning the action. A person permitted to
appear as counsel Pro Hac Vice pursuant to this rule is subject to the
jurisdiction of the High Court with respect to the Disciplinary Rules to the
same extent as a member of the American Samoa Bar Association.
RULE 146. OFFICIALS
PROHIBITED FORM PRACTICING LAW. The Speaker of the House, the President of
the Senate, the Governor, and the Lieutenant Governor are prohibited from
practicing law in
RULE 147. (RESERVED).
X. DISCIPLINARY RULES.
RULES 151. TITLE. These rules shall be known as the Disciplinary
Rules and shall be cited as ____________HCR.
RULE 152. DEFINITIONS
AND JURISDICTION. As used in these rules; "bar" is the American
Samoa Bar Association; and "member" is a member, former member of the
American Bar Association or an attorney admitted pro hac vice.
Any
attorney admitted to practice law in
RULE 153. PURPOSE.
The purpose of these rules is the protection of the public and the
administration of justice, not necessarily the punishment of the transgressor.
RULE 154. RULES
OF CIVIL PROCEDURE. Unless otherwise indicated herein the American Samoa
Rules of Civil Procedure are applicable to disciplinary proceedings under these
rules.
RULE 155. GROUNDS
FOR DISCIPLINE. The following shall constitute misconduct and grounds for
discipline:
(a)
any act or omission by a member which
breaches the Rules of Professional Conduct, as amended;
(b)
conviction of a crime involving mora
turpitude; and
(c)
inability of an attorney to
competently represent his clients for any reason whatsoever.
Effective
RULE 156. CONFIDENTIALITY
OF RECORDS. Except as otherwise provided in these rules, investigation of
complaints, informal hearings, formal proceedings, and any information produced
therefrom or concerning the pendency or status thereof, shall not be public.
However, upon request, the High Court may advise a complainant of the status
of an investigation, informal hearing or formal proceeding.
RULE 157. PUBLIC
HEARING. The hearings of a formal proceeding shall be public when requested
by the member under investigation. When such a request is made, any formal
pleadings, transcripts, exhibits, statements, decisions, findings, conclusions
and recommendation, reprimand, dismissal or other decision resulting from such
public hearings and the record shall be available for public inspection, but
copies thereof shall be made only at the expense of the person requesting the
same.
RULE 158. COMPLAINTS.
A request for review, investigation or other appropriate action,
notwithstanding its form or the designation of the person making its as a
complainant, is deemed a complaint. A request for an investigation may be made
by the Chief Justice whether or not a complaint has been made.
RULE 159. DUTY
OF COMPLAINANT. It is the duty of the person making a complaint, upon
request, to supply additional information, including the names and addresses of
witnesses and all writing or other evidence in his or her possession concerning
the matter, to testify at any investigation, informal hearing, or formal
proceeding on the matter and to otherwise assist the High Court in obtaining or
securing evidence.
RULE 160. UNWILLINGNESS
OF COMPLAINANT TO PROCEED. Neither the unwillingness or neglect of the
complainant to proceed, nor a settlement, compromise or restitution,
necessarily prohibits the High Court from undertaking or completing an
investigation, informal hearing or formal proceeding.
RULE 161. INFORMAL
HEARING. At the request of the Chief Justice, a district court judge shall
conduct an informal hearing. Strict rules of evidence do not apply. Unless the
right to be heard has been waived, the member is entitled to an opportunity to
be heard during the hearing, in person and by counsel. If the District Court
Judge determines that reasonable cause does not exist for further proceedings,
the District Court Judge shall terminate the matter, with a brief written
statement of reasons. The Chief Justice, the member and the complainant shall
be informed of such action. The District Court Judge may institute further
investigation and subsequent informal hearings, or may recommend to the hearing
panel consensual discipline or refer the complaint to the hearing panel for the
institution of formal proceedings.
RULE 162. FORMAL
PROCEEDINGS. The formal proceeding is
commenced by the issuance of an Order to Show Cause by the hearing panel
directed to the member. The order must specify in concise terms the acts,
omissions or facts which constitute the alleged violation or violation.
RULE 163. COMPOSITION
OF HEARING PANEL. The Chief Justice shall appoint a hearing panel consisting
of an associate justice, a district court judge who did not conduct the
informal hearing, and one associate judge. Should a district court judge not be
available for the hearing panel, an associate judge may be substituted for him.
RULE 164. APPOINTMENT
OF DISCIPLINARY COUNSEL. The hearing panel shall appoint a member of the
Bar, who is not involved in any cases or matters with or against the member
under investigation, as disciplinary counsel and require him or her to perform
the duties of disciplinary counsel.
RULE 165. DUTIES
OF DISCIPLINARY COUNSEL. Disciplinary
counsel shall have the authority and duty to:
(a)
investigate and prosecute formal
complaints when recommended by the hearing panel;
(b)
respond to appeals from the imposition
of discipline:
(c)
investigate and present evidence at
hearings on petitions for reinstatement; and
(d)
perform such other duties as the
hearings panel shall direct.
RULE 166. ANSWER.
A written answer to the Order to Show Cause must be filed by the member within
twenty (20) days after service of the Order. The answer must contain an address
to which all further notices to the member in relation to the proceeding shall
be sent, an admission, denial or explanation of the allegations set forth in
the Order to Show Cause, and such other matter by way of defense as may be
relevant. The time for filing an answer may be extended for good cause shown.
RULE 167. NOTICE
OF HEARING. Notice of the formal hearing, either in the Order to Show Cause
or by a Notice of Hearing served upon the parties, must be given not less than
twenty (20) days before the hearing date, unless a shorter period of time is
agreed to by a written stipulation of the parties.
RULE 168. DISCOVERY.
Discovery as permitted by the Rules of Civil Procedure, is allowed in formal
proceedings. For purposes of discovery, the Disciplinary Counsel is deemed the
plaintiff and the member is deemed the defendant. The functions of a trial
court in discovery shall be performed by the hearing panel.
RULE 169. TIME
PERIOD FOR DISCOVERY. To avoid unnecessary delay, each party shall complete
formal discovery within 30 days after service of the Order to Show Cause. The
parties shall meet and stipulate to that evidence which either party will
voluntarily release. Only after such a meeting shall formal discovery
proceedings commence.
RULE 170. DEPOSITIONS.
Deposition expenses shall be borne by the party taking the deposition, except
for any copy ordered by the opposing party. Except as otherwise stipulated,
attendance of the deponent and the production of books, papers or things, shall
be compelled by subpoena, and, in the case of the production of books, papers
or records, upon the filing of an affidavit or a declaration under penalty of
perjury describing them with reasonable certainty and showing good cause for
their production.
RULE 171. HOLDING
FORMAL PROCEEDING IN ABEYANCE. Upon written motion of the member and for
good cause shown, the hearing panel may order the matter before it stayed for
such time, and upon such terms, as it deems proper.
RULE 172. RULES
OF EVIDENCE. The American Samoa Rules of Evidence shall apply in a formal
proceeding, but no error in admitting or excluding evidence shall invalidate a
finding of fact, decision or determination, unless the error or action complained
of resulted in a denial of a fair hearing.
RULE 173. STANDARD
OF PROOF. The decision must be based upon clear and convincing evidence of
the allegations or charges made against the member.
RULE 174. TERMINATION
BY STIPULATION AS TO FACTS AND DISCIPLINE.
The
member who is the subject of an investigation, informal hearing, or formal
proceeding may enter into a proposed stipulation with the District Court Judge
in an informal proceeding or with the hearing panel for the disposition of the
charges pending. All stipulations pursuant to this rule shall set forth each of
the following:
(a)
the pending investigation, informal
hearing, or formal proceeding involved;
(b)
a statement of acts or omissions of
the member which are admitted by the member and acknowledged by the member as
cause for discipline;
(c)
a statement of mitigating
circumstances, if any; and
(d)
the discipline to be imposed or action
to be taken with respect to the member.
RULE 175. FORMS
OF DISCIPLINE. Discipline may consist of:
(a)
private reprimand;
(b)
public reprimand;
(c)
restriction of practice before the
High Court, District Court or Village Courts.
(d)
suspension for a period of time;
(e)
or any combination of the above; or
(f)
disbarment.
Subsections
(b) through (e) are considered public discipline.
RULE 176. DECISION.
The opinion of the majority of the hearing panel shall constitute the panel's
decision. After a decision is reached it shall be shall be served upon the
member and the complainant. The hearing panel shall make its decision in
writing. The decision shall contain a brief statement of the proceedings had,
findings of fact, and the action taken.
RULE 177. MOTION
TO RECONSIDER. With in ten (10) days after service upon a party of the
decision, the party may serve and file a written motion in support of or
requesting reconsideration in whole or in part of the decision. Within five (5)
days after service of the motion, the opposing party may serve and file
objections thereto, which objections may be supported by affidavit or
declaration under penalty of perjury. Any motion or opposition referred to in
this rule shall be presented to and decided by the hearing panel. The ruling of
the hearing panel on any such motion shall be in writing and shall be served on
the parties.
RULE 178. APPEAL
TO THE CHIEF JUSTICE. The member may appeal a decision of the hearing panel
imposing discipline by filing a petition for review with the Chief Justice,
together with proof of service thereof on both the disciplinary counsel and the
hearing panel, within ten (10) days after service of the decision upon him, or
if there was a motion for reconsideration, within ten (10) days after service
upon him of the decision on the motion. Within twenty (20) days after filing a
petition for review the member shall serve on the disciplinary counsel and file
with the Chief Justice his brief. Disciplinary counsel shall serve and file a
reply brief within fifteen (15) days after service of the member's brief. The
Chief Justice may entertain such oral argument as he deems necessary. The Chief
Justice may affirm, reverse or modify the decision, or remand the matter for
further proceedings. The Chief Justice may, either on his own or on application
by the member, stay imposition of discipline pending his decision on the
appeal. The stay may be granted on such conditions as the Chief Justice deems
appropriate.
RULE 179. EFFECTIVE
DATE OF DISCIPLINE. Imposition of discipline shall be effective immediately
after service on the member of the hearing panel's decision unless a stay has
been granted by the Chief Justice, in which case imposition of discipline shall
be effective immediately after service of the Chief Justice's decision on the
member.
RULE 180. NOTICE
OF PUBLIC DISCIPLINE. On or after the imposition of discipline, the hearing
panel or the Chief Justice, as may be appropriate, shall transmit written
notice of any public discipline to all justices and judges of the Judiciary of
American Samoa and shall cause the same to be published in a newspaper of
general circulation. A suspended or disbarred member, or one restricted to
practice as provided in 175(c) HCR shall promptly notify his clients of the
discipline imposed.
RULE 181. REINSTATEMENT.
A person who has been suspended for more than 3 months may not apply for
reinstatement until the period of suspension has terminated. A person who has
been disbarred after hearing or by consent may not apply for reinstatement
until the expiration of at least 3 years from the effective date of the
disbarment or surrender of license. The petition for reinstatement shall be
verified and contain the following:
(a)
copy of the decision imposing
discipline;
(b)
specific reasons why reinstatement
should be granted; and
(c)
any other evidence showing that the
petitioner is fit for the trust, confidence, and professional responsibilities
reposed in member of the Bar by the High Court and the people of
The
petition shall be accompanied by a filing fee of $100. The Chief Justice after
review of the petition and recommendation by the Standing Committee, may deny,
grant, or conditionally grant the petition. If the petitioner is found unfit to
resume the practice of law, the petition shall be denied. If the petitioner is
found fit to resume the practice of law, he shall be reinstated. But such
reinstatement may be made condition upon the payment of all or part of the
costs of the proceeding, and upon the making of partial or complete restitution
to parties harmed by the petitioner's misconduct which let to his suspension or
disbarment.
RULE 182. INCAPACITY
OF ATTORNEY OR PRACTITIONER. Proceedings to determine whether or not a
person engaged in the practice of law in American Samoa has because of mental
or physical infirmity or illness or because of addiction to drugs or
intoxicants become incapable of devoting the time and attention to and
providing the quality of service for his law practice which is necessary to
protect the interest of clients, shall be conducted substantially in accordance
with these rules. However, no discipline is to be imposed. The decision to be
reached by the Chief Justice is whether to leave the member in active status or
to place the member on inactive status until the member is determined competent
to once again resume active status. All proceedings and reports in such matters
are confidential and not open to the general public. At any time after the
member has been placed on inactive status, the member may petition the Chief
Justice to be replaced on active status.
RULE 183. IMMUNITY.
Disciplinary counsel and the judges and justices sitting at an informal or
formal hearing brought under these rules have absolute immunity from liability
for any conduct performed in the course of official duties. The complainant is
not liable for institution of disciplinary proceedings except on a showing of
both falsity of statements made by the complainant and malice of the
complainant.